Wisconsin

  Securities Lawyers.
HOME ABOUT US FAQ'S RESOURCES CONTACT US FREE CASE REVIEW
November 22, 2008
Securities
             
 
Selecting an attorney for legal cases is a very important decision. Please enter your information below to receive a Free Consultation from an attorney in your area:
 
Zip Code:   
 

Welcome to Wisconsin Securities Lawyers.com

 

 
Did You Know?    
 
 
Settlement Price: The daily price at which the clearing organization clears all trades
Settlement Price: The daily price at which the clearing organization clears all trades and settles all accounts between clearing members of each contract month. Settlement prices are used to determine both margin calls and invoice prices for deliveries. The term also refers to a price established by the exchange to even up positions which may not be able to be liquidated in regular trading.

 



In today's financial world, national and Wisconsin investors need a secure source of information for their investment needs, and lawyers to fight for them if they have been defrauded in any way. The comprehensive field of securities is layered with difficult to understand rules and regulations that securities lawyers are experts in, and are willing to help you.

The Securities and Exchange Commission generally administrates federal securities laws. The SEC regulates and administers the way stocks and bonds can be traded, issued, brokered, and sold. Our Wisconsin Securities Lawyer can assist you with understanding the complex rules and regulations of the SEC.

When you are preparing yourself to purchase or broker stocks, bonds, mutual funds, etc., Wisconsin Securities' Attorneys are a valid and necessary counsel. A securities attorney can assess the market and advise you on your investments. They can also file suits and claims if you or anyone you know has been a victim or has experienced any kind of securities fraud.

The following is a list of common securities fraud issues:

  • Providing False Information
  • Stock Manipulation
  • Lying to Auditors
  • Insider Trading
  • Late-Trading Schemes
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Broker Embezzlement

There is no shame in being a victim of securities fraud. Stock Brokers and other related professionals hold a high standard of quality in their respected field. But sometimes innocent people are taken advantage of. Fraud is the most serious offense a professional in the financial profession can commit. The following are several related ways you can be defrauded:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud
  • Internet Fraud
  • Trading Fraud

Other aspects a Securities Lawyer can help you with include:

  • Securities Brokering
  • Securities Dealing
  • Securities Underwriting
  • Investment Advisory

Contact our Wisconsin Securities Lawyer Now!

 

 
Wisconsin Audio & Video    
 
  WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005

Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history.
Source: NPR
 
 
Wisconsin External Sites    
 
 

Press Release, Insurance Agents Recruited to Sell Fraud
Wisconsin Office of the Commissioner of Insurance finds agents selling ... Often the agents recruited are not licensed to sell securities and do not

 


  Securities News  
 


Latest news about securities cases in Wisconsin and nationwide:

Former Currency Trader Sentenced To 5 More Years For $3 Billion Ponzi Scheme
MICHAEL J. GARCIA, the United States Attorney for the Southern District of New York, announced that MARTIN A. ARMSTRONG, a former currency trader a...
Read more >


SEC Charges Cyberkey for Promoting Stock Offering with Phony Homeland Security Deal
March 20, 2007 — The Securities and Exchange Commission today announced a civil injunctive action alleging that a Utah-based corporation and its Ch...
Read more >


DISR and NASAA Announce Top 10 Investment Scams for 2004
"Investors face a continuous stream of confusing scams, schemes and scandals," said Mirel. "Unfortunately...
Read more >


More Securities News >

 
 

Securities Terms

 


Saturday's Term

Arbitrage

Definition:
A strategy involving the simultaneous purchase and sale of identical or equivalent commodity futures contracts or other instruments across two or more markets in order to benefit from a discrepancy in their price relationship. In a theoretical efficient market, there is a lack of opportunity for profitable arbitrage. See Spread.

Basis Grade

Definition:
The grade of a commodity used as the standard or par grade of a futures contract.

Basis Swap

Definition:
A swap whose cash settlement price is calculated based on the basis between a futures contract and the spot price of the underlying commodity or a closely related commodity on a specified date.

More Securities Terms >

 

Securities Resources

 


Search Securities resources in our resource center:

More Resources >

 

Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

More Securities Topics >

Wisconsin Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Appleton
  • Beloit
  • Burlington
  • Chippewa Falls
  • De Pere
  • Eau Claire
  • Fond Du Lac
  • Franklin
  • Green Bay
  • Janesville
  • Kenosha
  • La Crosse
  • Madison
  • Manitowoc
  • Marshfield
  • Menomonee Falls
  • Milwaukee
  • Neenah
  • New Berlin
  • Oak Creek
  • Oconomowoc
  • Oshkosh
  • Racine
  • Sheboygan
  • Stevens Point
  • Sun Prairie
  • Superior
  • Waukesha
  • Wausau
  • West Bend
  • Wisconsin Rapids
 


Legal Disclaimers
All attorney listings are a paid attorney advertisement, and do not in any way constitute a referral or endorsement by an approved or authorized lawyer referral service. The information provided on Wisconsin Securities Lawyers.com is not intended to be legal advice, but merely conveys general information related to legal issues commonly encountered. Your access to and use of this website is subject to additional Terms and Conditions.

Local Professional? Generate new business today
Call 866-227-9356 or contact a sales rep


This site is part of the LawFirms.com Network
©2008 ExpertHub, wholly owned subsidiary of MoxyMedia, Inc.